Control detail

Application data validation rules

ctl-033 · PREVENTIVE · CONTINUOUS

ctl-033

Loan applications enforce completeness and format validation at capture.

Type
PREVENTIVE
Automation
AUTOMATED
Frequency
CONTINUOUS
Owner
Lending Technology

Control Design Assessment (CDA)

Procedures evaluating whether the control is designed adequately.

No design-assessment procedures defined yet.

Control Operating Effectiveness (COE)

Procedures evaluating whether the control operated over the testing period.

No operating-effectiveness procedures defined yet.

Linked risks

  • Loan origination data qualitymitigation 3

Framework mappings & latest test

AIS-08
Latest test:PASS2026-02-10