Control detail

Onboarding KYC quality review

ctl-046 · DETECTIVE · WEEKLY

ctl-046

Automated KYC decisions are sampled weekly for accuracy.

Type
DETECTIVE
Automation
MANUAL
Frequency
WEEKLY
Owner
Financial Crimes Compliance

Control Design Assessment (CDA)

Procedures evaluating whether the control is designed adequately.

No design-assessment procedures defined yet.

Control Operating Effectiveness (COE)

Procedures evaluating whether the control operated over the testing period.

No operating-effectiveness procedures defined yet.

Linked risks

  • Digital onboarding identity fraudmitigation 2

Framework mappings & latest test

A&A-04
Latest test:PASS2026-05-22