- Severity
- MODERATE
- Status
- IN PROGRESS
- Owner
- Finance Controllership
- Root cause
- Data governance
- Test failure
- Design assessment (CDA)
- Opened
- 2025-12-08
- Due
- 2026-08-31
- Closed
- —
205 days old as of 2026-07-01
Data lineage undocumented for three regulatory reports.
PARTIAL
tested 2025-12-01
This issue records a CDA failure, shown first.
Control Design Assessment (CDA)
Procedures evaluating whether the control is designed adequately.
- 1.Obtain and read the lineage documentation standard; confirm it requires each report line item to trace to an authoritative source system.
- 2.Confirm the documentation requirement covers all in-scope regulatory reports, not only a subset.
Control Operating Effectiveness (COE)
Procedures evaluating whether the control operated over the testing period.
- 1.Select 25 line items across the in-scope reports and confirm each traces to its documented authoritative source.
- 2.Confirm lineage documentation was updated when a source system change affected a mapped line item.
- 3.Confirm gaps identified in lineage documentation were tracked to closure.
Related issues
Same root cause or a shared entity
- EUC inventory staleCOEMODERATE
- Marketing consent validation failuresCOEMODERATE
- Records disposal backlogCOEMODERATE
- Regulatory report adjustment trackingMODERATE
- ESG metric definitions undocumentedMODERATE
- DLP not extended to chat workspaceCDAHIGH
Score contribution
Issue-pressure points as of 2026-07-01, before the factor is capped at 0–100.
- Regulatory Reporting12 of 44 pts
27.3% of this entity’s issue pressure
Annual priority score: 47 · issue pressure carries 20% weight in the active model — one factor among several behind that score.
- MODERATE severity: 12
Linked entities
- Regulatory Reporting
PROCESS · CRITICAL