Audit Planning & Assurance Intelligence

82 days old as of 2026-07-01

One product fee change lacked documented testing before deployment.

Cited control

ctl-048 · PREVENTIVE · CONTINUOUS

PARTIAL

tested 2026-04-02

This issue records a COE failure, shown first.

Procedures evaluating whether the control operated over the testing period.

1.Select 25 fee configuration changes from the period and confirm each carries test evidence and approval predating deployment.
2.Confirm no sampled change was deployed before its approval was recorded.
3.For any change deployed without complete testing or approval evidence, confirm it was identified and remediated.

Procedures evaluating whether the control is designed adequately.

1.Obtain and read the fee-change procedure; confirm it requires documented testing and approval prior to deployment.
2.Confirm the approval step is independent of the person making the configuration change.

Same root cause or a shared entity

Issue-pressure points as of 2026-07-01, before the factor is capped at 0–100.

Branch Operations Network12 of 12 pts
100% of this entity’s issue pressure
Annual priority score: 32 · issue pressure carries 20% weight in the active model — one factor among several behind that score.
- MODERATE severity: 12